Release according to Article 40, Section 1 of the WpHG

Release according to article 40 para. 1 WpHG

Heidelberg (pta035/09.10.2020/18:30) – Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:
Name:4basebio AG
Legal Entity Identifier (LEI):391200H5BDEVHMOV3U10
Street:Waldhofer Str. 102
Postal code:69123
City:Heidelberg, Germany
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG
5. Date on which threshold was crossed or reached
06.10.2020
6. Total positions
% of voting rights attached to shares (total of 7.a.)% of voting rights through instruments (total of 7.b.1 + 7.b.2)Total of both in % (7.a. + 7.b.)Total number of voting rights pursuant to Sec. 41 WpHG
New43.509.2043.5051,733,386
Previous notification (if applicable)29.989.2039.18
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISINAbsolute direct (Sec. 33 WpHG)Absolute indirect (Sec. 34 WpHG)In % direct (Sec. 33 WpHG)In % indirect (Sec. 34 WpHG)
DE000A2YN801022,503,8970.0043.50
Total:22,503,89743.50
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentMaturity / ExpirationExercise or conversion periodVoting Rights AbsoluteVoting Rights in %
Vertraglicher LieferanspruchEnde Oktober 20203,492,1296.75
Vertraglicher LieferanspruchEnde Oktober 20201,269,8622.45
Total:4,761,9919.20
b.2 Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentMaturity / ExpirationExercise or conversion periodCash or physical transactionVoting Rights AbsoluteVoting Rights in %
00.00
Total:00.00
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
– Wilhelm K. T. Zours
– DELPHI Unternehmensberatung Aktiengesellschaft43.3043.30
– VV Beteiligungen Aktiengesellschaft
– Deutsche Balaton Aktiengesellschaft43.306.7543.30
– AEE Ahaus-Enscheder AG
– Wilhelm K. T. Zours
– DELPHI Unternehmensberatung Aktiengesellschaft43.3043.30
– VV Beteiligungen Aktiengesellschaft
– Deutsche Balaton Aktiengesellschaft43.306.7543.30
– SPARTA AG43.3043.30
– Wilhelm K. T. Zours
– DELPHI Unternehmensberatung Aktiengesellschaft43.3043.30
– VV Beteiligungen Aktiengesellschaft
– Deutsche Balaton Aktiengesellschaft43.306.7543.30
– Investunity AG
– Wilhelm K. T. Zours
– DELPHI Unternehmensberatung Aktiengesellschaft43.3043.30
– VV Beteiligungen Aktiengesellschaft
– Deutsche Balaton Aktiengesellschaft43.306.7543.30
– Latonba AG43.3043.30
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
10. Other useful information
The instruments listed in field 7.b.1 are not added to the sum of the shares in fields 6 and 8 because they are claims to voting rights which are already held within the Group and are mutually allocated to SPARTA, Deutsche Balaton, DELPHI Unternehmensberatung and Latonba on the basis of a pooling agreement and are therefore included in the share of voting rights.
Date
08.10.2020
(end)

emitter: 4basebio AG

address: Waldhofer Str. 102, 69123 Heidelberg

country: Germany

contact person: Robert Mayer

phone: +49 171 3876540

e-mail: robert.mayer@4basebio.com

website: investors.4basebio.com

ISIN(s): DE000A2YN801 (share)

stock exchanges: regulated market in Frankfurt; free market in Stuttgart, free market in Munich, free market in Hamburg, free market in Dusseldorf; open market in Berlin, Tradegate

[ source: http://www.pressetext.com/news/20201009035 ]